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Are You Seeking Independence?

If you are an advisor thinking about independence, see if Little House Capital is the right fit for you. Whether your book of business is large or small, a partnership with Little House Capital will provide you with the tools you will need to succeed. Run and grow your business independently while our experienced team of wealth professionals supports and helps you manage all aspects of your business so you can focus on building strong client relationships.

Benefits of Joining LHC

Regain Time

Regain Time

By joining Little House Capital, advisors can focus on what is important. Advisors can focus on the needs of each of their clients while providing solutions specifically tailored to their unique goals and objectives.

Increase Markets

Increase Markets

LHC operates in three lines of business; traditional wealth management, institutional, and corporate retirement services. Advisors who join our platform pursue clients who fit any of these offerings. LHC opens more end markets for advisors to pursue.

Experienced Team

Experienced Team

LHC was founded by professionals who made the jump to independence and recognized there is a better way to service clients. The experience of the founding team and history of advisor transitions have validated independence is the correct choice.

Advisor Services

  • Business Continuity Plan

    Change can be worrisome and overwhelming, but you don’t have to do it alone. The experienced team at Little House provides advisors an array of solutions to meet their needs as they reposition their business.

  • Compliance

    We will handle all Compliance needs with turnkey solutions from our trusted partner, Advisor Assist. Their consultative expertise will help guide you and ease the transition of your book of business. Ongoing, comprehensive support for evolving regulatory requirements, compliance, and risk management will allow you to focus on servicing your clients and growing your business.

  • Investment Management - LHC Proprietary Products and Strategies

    Our highly skilled investment team manages and trades our research-driven dynamic models. We have a vast array of proprietary asset allocation strategies and equity products for all risk profiles at no extra cost to clients.

  • Sophisticated Integrated Technology solutions – NextGen Platform

    Our sophisticated portfolio management system allows us to keep a tight and synchronized view of all our accounts. Our platform uses leading-edge technology which allows our providers’ systems to interact with each other, allowing for a seamless transfer of data among the entities. This data integration allows us, and you, to focus on the client.

  • Advanced Trading Systems

    We partner with Envestnet Tamarac and Fix Flyer to offer a truly end-to-end trading suite allowing for automated and consistent execution across strategies, models, and individual investment accounts. Through this powerful trading platform, we can seamlessly “plug into” numerous custodians to ensure that trades are tracked and executed for your clients while leveraging our best ideas and tactical trading decisions.

  • Custodial Services

    Our strong relationships with Schwab and Fidelity allow for a smooth transition of your clients’ accounts with a seamless account opening and onboarding process.

  • Operational Support

    We take the burden off advisors who don’t want to worry about the day-to-day operations of their business. We coordinate all operating aspects, including running reports, billing accounts, processing gifts, and more.

  • Reporting

    Robust and customized reports – your clients may prefer high-level reports or data at the granular level, either way, we have you covered with our institutional-level performance reporting.

  • Communications

    We provide 24/7 client portal access – client dashboard of account details through our 3rd party platform or custodians. In addition, we have developed a LHC mobile app for iPhones or Android that allows for access to account information at your clients’ fingertips.

  • Marketing & Content

    Our team works with an advisor to deliver the materials that fit their clients’ needs and wants. LHC produces and maintains a extensive proprietary Content Library that includes a wide range of material (stock reports, planning checklists, trading actions) that an advisor can present to his or her client base.

  • Legal/Other

    LHC works closely with firms all over the country and will put you in touch with the right CPAs, Attorneys, or other business professionals that may fit your client’s needs.

Are you a Financial Advisor exploring independence or seeking a succession plan?

Let’s connect to see if Little House is the right fit for you.

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