Robert Stimson - Portfolio Manager - 
James Moise - Analyst - 
David Mullen - Analyst - 
Hampton Boyd - Investment Associate - 35 Braintree Hill Park
Suite #100
Braintree, MA 02184
Strategy Overview
Investment Objective
- Seeks to provide a predictable stream of dividend and interest income with the goal of lowering overall volatility and conservation of capital
- Provides exposure to US industries and asset classes while attempting to balance risk-adjusted returns
- Blends a comprehensive set of securities, active strategies, and a proprietary Little House equity product (Dividend Income+)
Typical Investor
Individuals seeking US exposure to various asset classes, including individual equities and fixed income securities, as well as income replacement as he or she approaches retirement.
How this Strategy is Managed
Our team exhibits a disciplined, long-term approach to investing with the bulk of returns being derived from investment income. All stocks in the portfolio offer a dividend yield, as we consistently allocate client capital toward fundamentally sound businesses that continue to reward shareholders. The Income Maximizer strategy offers a risk-off portfolio construction designed to provide clients with consistent payouts throughout the year. Our well-structured Fixed Income allocation is blended across various maturities and sectors to generate a consistent income stream for optimal capital preservation. Our dynamic modeling portfolio management systems allow for investment models to automatically update across all client accounts to capture daily pricing actions.
Portfolio
Holdings
For Accounts with assets over $500K you would expect to have the following holdings:
- 40-60 Individual Equity Securities (Dividend Income+)
- 15-20 Individual Bonds
- 8-10 Passive and Active ETFs or Mutual Funds to supplement in-house research
- Cash
Facts
| Inception Date | 12-31-17 |
| Equity Benchmark | Russell 3000 Index |
| Bond Benchmark | 45% Corporates 45% Barclays Aggregate 10% Municipals |
| Total Holdings Range | 63-90 |
| Top 10 Holdings % | 25-40% |
| Initial Position Size | 0-5% |
Risk Profiles
Depending on a client’s investment objectives and attitudes toward risk, this strategy can be applied across a range of risk profiles to ensure the strategy helps a client reach his or her goals. Click to learn more about Risk Tolerance.
Strategic Weightings
| Risk Profiles | Most Conservative | Conservative | Moderate | Balanced | Growth w/Income | Growth | Aggressive-Growth | Most-Aggressive | ||||||||||||||||||||||||||||||||||||
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| Equity | 0% | 20% | 40% | 46% | 56% | 75% | 85% | 93% | ||||||||||||||||||||||||||||||||||||
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| Fixed Income | 96% | 76% | 56% | 46% | 36% | 18% | 8% | 0% | ||||||||||||||||||||||||||||||||||||
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| Alternatives | 0% | 0% | 0% | 4% | 4% | 3% | 3% | 3% | ||||||||||||||||||||||||||||||||||||
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| Cash | 4% | 4% | 4% | 4% | 4% | 4% | 4% | 4% | ||||||||||||||||||||||||||||||||||||
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Contact Us for Detailed Performance Report
Investment products and strategies are not guaranteed by Little House Capital LLC, are not insured by the FDIC or by any other government agency and may lose value. The information throughout this presentation is for illustrative purposes and is subject to change at any time. Holdings and sector weightings are subject to change and should not be considered investment advice or a recommendation to buy or sell a particular security. Actual holdings may vary by client. This information is supplemental to the GIPS Report. This managed account strategy involves risk, may not be profitable, may not achieve its objective, and may not be suitable or appropriate for all investors. Investors should consider the investment objectives, risks, and fees of this strategy carefully with their financial professional before investing. All material is believed to be reliable, but accuracy is not guaranteed. This is not a warranty for liability on decisions based on such information. This is not a solicitation for any order to buy or sell securities.